Science, Industry and Business Library > Financial Services Information Sources

Investor Education - Avoiding Investment Fraud and Abuse

Alliance for Investor Education (AIE) Highlights
11 best resources for investors. The collection of top resources -- “Investment Fraud and Abuse: What You Need to Know" –- is available at http://www.investoreducation.org/fraudandabuse.
AIE is a 20-member organization of the United States’ leading financial-related trade associations and governmental organizations.

Financial Industry Regulatory Industry Authority (www.finra.org)
The Financial Industry Regulatory Authority (FINRA) was created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange. FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and complementary and technology-based services.

FINRA Investor Education Foundation (www.finrafoundation.org)
The FINRA Investor Education Foundation, formerly known as the NASD Investor Education Foundation, gives investors tools and information to better understand the markets and the basics of saving and investing.