Money Matters: FINRA Tools: Investor Resources at Your Fingertips

FINRA’s website has a wealth of tools and resources to keep you informed and protected.   Get a hands-on demonstration of its essential resources including FINRA’s BrokerCheck, Fund Analyzer, and Fraud Meter. Take a tour of FINRA’s Market Data Center, which has a wealth of information on stocks, bonds and mutual funds. You’ll wonder how you ever invested without them!

Gary Lisker is the Senior Director of FINRA’s BrokerCheck program. Gary joined FINRA in 1999 and spent 14 years as an Enforcement attorney, investigating and prosecuting disciplinary actions against FINRA-registered individuals and member firms. During that time, he litigated or settled more than 150 formal disciplinary actions and served as lead counsel in 15 FINRA hearings. Prior to joining FINRA, Gary was a commercial litigator in private practice in Atlanta for 10 years, and clerked for the Hon. Stanley F. Birch, Jr. on the U.S. Court of Appeals for the Eleventh Circuit. Gary is a graduate of The Johns Hopkins University and Duke University School of Law.          

 Part of  Financial Planning Day @ SIBL!

Seating is on a first come, first seated basis.

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